Corporate Disclosures

S.E.C. Filings

2020

 

Form Description Date of Report
SEC Form 17-C Use of SRO Proceeds – Third Quarterly Progress Report October 14, 2020
SEC Form 23-B CASEC’s Change in Beneficial Share Ownership (September 2020) October 8, 2020
SEC Form 17-C Use of SRO Proceeds with Letter to PSE September 30, 2020
SEC Form 17-C Use of SRO Proceeds with Letter to PSE September 30, 2020
SEC Form 23-B CASEC’s Change in Beneficial Share Ownership (August 2020) September 7, 2020
SEC Form 17-C Use of SRO Proceeds with Letter to PSE August 28, 2020
SEC Form 17-C Investors’ Briefing Materials for 2nd Quarter 2020 July 28, 2020
I-ACGR Integrated Annual Corporate Governance Report for 2019 July 28, 2020
SEC Form 17-C Notice of Investors’ Briefing for 2nd Quarter 2020 July 22, 2020
SEC Form 17-C Use of SRO Proceeds – Second Quarterly Progress Report July 15, 2020
SEC Form 23-B Change in Shareholders – Procurement Director – Soto (Redacted) (June 2020 Transactions) July 1, 2020
SEC Form 23-B Change in Shareholders – Vice President – Sanchez (Redacted) (June 2020 Transactions) July 1, 2020
SEC Form 23-B Change in Shareholders – Vice President – Javier (Redacted) (June 2020 Transactions) July 1, 2020
SEC Form 23-B Change in Shareholders – Vice President – Hufemia (Redacted) (June 2020 Transactions) July 1, 2020
SEC Form 23-B Change in Shareholdings – Director and Vice President – Garcia (Redacted) (June 2020 Transactions) July 1, 2020
General Information Sheet 2020 General Information Sheet June 30, 2020
SEC Form 17-C Amendment to the Facility Agreement between CHP and BDO Unibank, Inc. June 30, 2020
SEC Form 17-C Results of the Organizational Meeting of the Board of Directors June 24, 2020
SEC Form 17-C Results of the Annual Meeting of Stockholders June 24, 2020
SEC Form 17-C Use of SRO Proceeds with Letter to PSE June 19, 2020
SEC Form 17-C Use of SRO Proceeds with Letter to PSE May 29, 2020
Letter to SEC and General Information Sheet Amended 2019 General Information Sheet May 26, 2020
SEC Form 17-C Amended Notice to the 2020 Annual Meeting of Stockholders May 22, 2020
SEC Form 17-C Resumption of Operations at SOLID Cement Plant May 20, 2020
SEC Form 17-C Notice to the 2020 Annual Meeting of Stockholders May 12, 2020
SEC Form 17-C Investors’ Briefing Materials for 1st Quarter 2020 May 4, 2020
SEC Form 17-C Notice of Investors’ Briefing for 1st Quarter 2020 April 25, 2020
SEC Form 17-C Use of SRO Proceeds – First Quarterly Progress Report April 15, 2020
SEC Form 17-C Resignation of the Director for Corporate Communications and Public Affairs April 15, 2020
SEC Form 23-B CASEC’s Change in Beneficial Share Ownership (March 2020) April 8, 2020
SEC Form 17-LC Extension of time to file Annual Report/Form 17-A for 2019 April 8, 2020
SEC Form 17-C Board Authorization for the postponement of Annual Meeting of Stockholders April 8, 2020
SEC Form 23-A Initial Statement of Beneficial Share Ownership – Chairman of the Board of Directors – Menendez (redacted) April 6, 2020
SEC Form 23-B Change in Shareholdings – President & CEO – Mijares (Redacted) (March 2020 Transactions) April 6, 2020
SEC Form 17-C Use of SRO Proceeds April 3, 2020
Letter to SEC Request for Extension to Submit SEC Form 17-A (Annual Report) April 2, 2020
SEC Form 17-C Election of new Chairman and member of the Board of Directors April 2, 2020
SEC Form 17-C Details on the Annual Meeting of Stockholders to be held on 24 June 2020 and Amendment of the Amended By-Laws April 2, 2020
SEC Form 17-C Use of SRO Proceeds March 31, 2020
SEC Form 17-C Resignation of the Chairman of the Board of Directors March 25, 2020
SEC Form 17-C Update on SOLID Cement Plant March 19, 2020
SEC Form 17-C Use of SRO Proceeds March 18, 2020
SEC Form 17-C Assessment of risks associated with COVID-19 pandemic March 16, 2020
SEC Form 23-B Change in Shareholdings – Tax Director - Bancoro March 10, 2020
SEC Form 23-B CASEC’s Change in Beneficial Share Ownership (February 2020) March 5, 2020
SEC Form 17-C Use of SRO Proceeds March 5, 2020
SEC Form 23-B Change in Shareholdings – Vice President - Hufemia (redacted) March 4, 2020
SEC Form 23-B Change in Shareholdings – Member of the Board; President & CEO Mijares (Redacted) March 4, 2020
SEC Form 23-B Change in Shareholdings – Member of the Board – Roxas (redacted) March 4, 2020
Letter to SEC Advisement Report on Material Related Party Transactions March 3, 2020
SEC Form 17-C Revolving Master Loan Facility Agreements with Subsidiaries March 3, 2020
SEC Form 17-C Press Release on the SRO Listing Date March 2, 2020
SEC Form 17-C SEC Approval of the Increase in Authorized Capital Stock February 27, 2020
SEC Form 17-C Investors’ Briefing Materials for 4th Quarter 2019 February 13, 2020
SEC Form 17-C Appointment of Vice President February 10, 2020
SEC Form 17-C Notice of Investors’ Briefing for 4th Quarter 2019 February 6, 2020
SEC Form 17-C Press Release on CHP’s Stock Rights Offering January 29, 2020
SEC Form 17-C Update on CHP’s Stock Rights Offering January 29, 2020
Letter to SEC Certificate of Compliance with Manual of Corporate Governance January 22, 2020
Letter to SEC Certificate of Directors’ Attendance for 2019 January 22, 2020
SEC Form 17-C Pricing of CHP’s Stock Rights Offering January 6, 2020

 

 

2019

 

Form Description Date of Report
SEC Form 17-C Amendment to the Revolving Facility Agreement between SOLID and CABV December 20, 2019
SEC Form 17-C Press Release on CHP’s Stock Rights Offering December 16 2019
SEC Form 17-C PSE Approval of CHP’s Listing Application December 13, 2019
SEC Form 17-C Amendment to the Revolving Facility Agreement between SOLID Cement and CEMEX Asia, B.V. November 28, 2019
SEC Form 23-A Initial Statement of Beneficial Share Ownership – Procurement Director – Soto (Redacted) November 25, 2019
SEC Form 23-A Initial Statement of Beneficial Share Ownership – Vice President– Sanchez (Redacted) November 25, 2019
Letter to SEC Corporate Governance Training November 21, 2019
SEC Form 17-C Update on Environmental Case in Cebu November 11, 2019
SEC Form 23-B Change in Shareholdings – Director and Vice President – Garcia (Redacted) November 4, 2019
SEC Form 23-B Change in Shareholders – Vice President – Hufemia (Redacted) November 4, 2019
SEC Form 23-B Change in Shareholdings – Vice President – Javier (Redacted) November 4, 2019
SEC Form 23-B Change in Shareholdings – Director and President & CEO – Mijares (Redacted) November 4, 2019
SEC Form 23-A Initial Statement of Beneficial Share Ownership – Vice President– Manrique (Redacted) November 4, 2019
Letter to SEC Corporate Governance Training October 28, 2019
SEC Form 17-C Investors’ Briefing Materials for 3rd Quarter 2019 October 25, 2019
SEC Form 17-C Press Release on Stock Rights Offering October 17, 2019
SEC Form 17-C Results of Special Meeting of Stockholders October 16, 2019
SEC Form 17-C Notice of Investors’ Briefing for 3rd Quarter 2019 October 14, 2019
SEC Form 17-C Change in Telephone Numbers October 4, 2019
SEC Form 23-B CASEC’s Changes in Beneficial Share Ownership ( September 2019 Transactions) October 1, 2019
SEC Form 20-IS DefinitiveInformation Statement for the Special Meeting of Stockholders on 16 October 2019 September 19, 2019
Letter to SEC Policy on Material Related Party Transactions September 11, 2019
SEC Form 23-B Change in Shareholdings – President & CEO – Mijares (Redacted) (August 2019 Transactions) September 6, 2019
SEC Form 20-IS Preliminary Information Statement for Special Meeting on 16 October 2019 September 4, 2019
SEC Form 17-C Notice of Special Meeting of Stockholders and Rights Offering September 3, 2019
SEC Form 23-B CASEC’s Changes in Beneficial Share Ownership (August 2019 Transactions) September 2, 2019
SEC Form 23-B CASEC’s Changes in Beneficial Share Ownership (July 2019 Transactions) August 2, 2019
SEC Form 23-B Change in Shareholdings – Vice President - Hufemia (Redacted) August 5, 2019
SEC Form 17-C Supplemental Information to 2nd Quarter 2019 Materials August 5, 2019
SEC Form 17-C Investors’ Briefing Materials for 2nd Quarter 2019 July 26, 2019
General Information Sheet Amended General Information Sheet for 2019 July 25, 2019
SEC Form 17-C Appointment of Vice President July 24, 2019
SEC Form 17-C Notice of Investors’ Briefing 2nd Quarter 2019 July 19, 2019
SEC Form 17-C SEC Approval of Amended By-Laws July 18, 2019
SEC Form 23-B CASEC’s Changes in Beneficial Share Ownership (June 2019 Transactions) July 9, 2019
SEC Form 17-C Press Release on Results of Annual Meeting of Stockholders June 27, 2019
General Information Sheet General Information Sheet for 2019 June 18, 2019
SEC Form 23-A Initial Statement of Beneficial Share Ownership – Investor Relations Director – Co (redacted) June 7, 2019
SEC Form 23-B CASEC’s Changes in Beneficial Share Ownership (May 2019 Transactions) June 6, 2019
SEC Form 23-A Initial Statement of Beneficial Ownership (redacted) – Eleanor Hilado June 6, 2019
SEC Form 17-C Statement on the Results of the 2019 Annual Meeting of Stockholders June 6, 2019
SEC Form 17-C Results of the Organizational Meeting of Board of Directors 2019 June 6, 2019
SEC Form 17-C Results of Annual Meeting of Stockholders 2019 June 6, 2019
SEC Form 17-C Postponement of Annual Meeting of Stockholders to 6 June 2019 May 30, 2019
SEC Form 17-C Amendment to the Revolving Facility Agreement between SOLID Cement and CEMEX Asia, B.V. May 27, 2019
SEC Form 17-C Amendment to the Facility Agreement between CHP and BDO Unibank, Inc. May 17, 2019
Form 20-IS Definitive Information Statement May 8, 2019
SEC Form 17-C Amended 1stQuarter2019 Presentation May 6, 2019
SEC Form 17-C Amended 1stQuarter2019 Report May 6, 2019
I-ACGR Integrated Annual Corporate Governance Report for 2018 May 6, 2019
Letter to SEC Attestation for Internal Control System May 6, 2019
SEC Form 23-B CASEC's Changes in Beneficial Share Ownership (April Transactions) May 1, 2019
Form 17-A Annual Report for 2018 April 15, 2019
SEC Form 17-C Investors' Briefing Materials for 1st Quarter 2019 April 26, 2019
SEC Form 17-C Notice of Briefing Materials for 1st Quarter 2019 April 17, 2019
SEC Form 17-C Notice AMS with Agenda, Explanatory Notes and Supplemental Information April 5, 2019
General Information Sheet Amended General Information April 11, 2019
SEC Form 17-C Details of the 2019 Annual Meeting of Stockholders April 2, 2019
SEC Form 17-C Change in Directors April 2, 2019
SEC Form 17-C Change in Directors (Amended) April 2, 2019
SEC Form 23-A Initial Statement of Beneficial Ownership – Member of the Board of Directors - Zea (Redacted) April 2, 2019
SEC Form 17-C Notice of CEMEX Day Mar 14, 2019
SEC Form 17-C Amendment to SOLID's Revolving Facility with CABV Feb 28, 2019
SEC Form 17-C Investors' Briefing Materials for 4th Quarter

Feb 08, 2019
SEC Form 17-C Notice of Briefing for 4th Quarter 2018 Feb 01, 2019
SEC Form 17-C Change in Officers Jan 30, 2019
SEC Form 17-Q BOI Approval for Solid Cement's New Line Jan 30, 2019
SEC Form 23-B Change in Shareholdings – Vice President – Hufemia (Redacted) January 4, 2019

 

 

2018

 

Form Description Date of Report
SEC Form 23-A Initial Statement of Beneficial Ownership – Procurement Director – Desmay (Redacted) Dec 26, 2018
SEC Form 23-B Change in Shareholdings – Member of the Board of Directors and Vice President – Eala (Redacted) Dec 21, 2018
SEC Form 23-A Initial Statement of Beneficial Ownership – Vice President – Javier (Redacted) Dec 21, 2018
SEC Form 23-A Initial Statement of Beneficial Ownership – Vice President - Teotico (Redacted)  Dec 21, 2018
SEC Form 17-C Corporate Governance Training Dec  14, 2018
SEC Form 17-C Update on APO Cement Corporation Dec 12, 2018
SEC Form 17-C Corporate Governance Training Nov 29, 2018
SEC Form 17-C Revolving Facility with CEMEX Asia, B.V. Nov 26, 2018
SEC Form 17-C Update on APO Cement Corporation Nov 21, 2018
SEC Form 17-C Legal Proceedings Nov 19, 2018
SEC Form 17-C Investors’ Briefing Materials for 3rd Quarter 2018 Oct 26, 2018
SEC Form 17-C Notice of Investors’ Briefing for 3rd Quarter 2018 Oct 19, 2018
SEC Form 17-C Contract Signing for SOLID Cement’s New Line Oct 18, 2018
SEC Form 17-C SOLID Cement Corporation Oct 01, 2018
SEC Form 17-C Business Continuity Sep 28, 2018
SEC Form 17-C One of the Principal Suppliers in Naga, Cebu Sep 21, 2018
SEC Form 17-C Landslide in Naga, Cebu Sep 20, 2018
SEC Form 17-C Amendment of the Articles of Incorporation of Subsidiaries Aug 31, 2018
SEC Form 17-C Investors’ Briefing Materials for 2nd Quarter 2018 Jul 27, 2018
SEC Form 17-C SEC Approval of Amended Articles of Incorporation Jul 25, 2018
SEC Form 23-A Initial Statement of Beneficial Ownership – Energy Director - Gayem (Redacted) Jul 24, 2018
SEC Form 17-C Appointment of Energy Director Jul 24, 2018
SEC Form 17-C Notice of Investors' Briefing for 2nd Quarter 2018 Jul 21, 2018
SEC Form 17-C Resignation of Energy Director Jun 29, 2018
General Information Sheet 2018 General Information Sheet Jun 28, 2018
SEC Form 23-A Initial Statement of Beneficial Ownership – Legal Director and Assistant Corporate Secretary – Segundo (Redacted) Jun 06, 2018
SEC Form 17-C Results of the Organizational Meeting of the Board of Directors held on 6 June 2018 Jun 06, 2018
SEC Form 17-C Results of the Annual Meeting of Stockholders held on 6 June 2018 Jun 06, 2018
SEC Form I-ACGR Integrated Annual Corporate Governance Report May 25, 2018
SEC Form 23-B Change in Shareholdings - Corporate Secretary and Compliance Officer (Redacted) May 17, 2018
SEC Form 23-A Initial Statement of Beneficial Ownership – Member of the Board of Directors and Vice President – Garcia (Redacted) May 17, 2018
SEC Form 17-C Investors' Briefing Materials for 1st Quarter 2018 Apr 27, 2018
SEC Form 17-C Change in Director and Officers Apr 25, 2018
SEC Form 17-C Notice of Investors’ Briefing for 1st Quarter 2018 Apr 20, 2018
SEC Letter of CHP Revised Manual of Corporate Governance Mar 23, 2018
SEC Form 17-C Notice of 2018 Annual Meeting of Stockholders  Mar 22, 2018
SEC Form 17-C CEMEX Day  Mar 15, 2018
SEC Form 23-A Initial Statement of Beneficial Ownership – Member of the Board of Directors – Sanchez (Redacted) Mar 14, 2018
SEC Form 17-C Investors’ Briefing Materials for 4th Quarter 2017 Feb 09, 2018
SEC Letter of CHP Internal Audit Charter and Revised Manual of Corporate Governance Feb 06, 2018
SEC Form 17-C Notice of Investors’ Briefing for 4th Quarter 2017 Feb 03, 2018
SEC Form 23-A Initial Statement of Beneficial Ownership – Member of the Board of Directors and Vice President - Eala (Redacted) Jan 31, 2018
SEC Form 17-C Retirement of Technical Director Jan 12, 2018

 

 

2017

 

Form Description Date of Report
General Information Sheet Amended 2017 General Information Sheet Dec 19, 2017
SEC Form 17-C ECC for SOLID Cement’s New Line Dec 14, 2017
SEC Form 17-C Supplemental Agreement with BDO Unibank Dec 08, 2017
SEC Form 17-C Change in Directors and Officers Dec 06, 2017
SEC Form 17-C Corporate Governance Training Program Attendance Nov 13, 2017
SEC Form 17-Q Quarterly Report for 3rd Quarter 2017 Nov 09, 2017
SEC Form 17-C Investors’ Briefing Materials for 3rd Quarter 2017 Oct 27, 2017
SEC Form 17-C Change in Officers Oct 24, 2017
SEC Form 17-C Notice of Investors’ Briefing for 3rd Quarter 2017 Oct 20, 2017
SEC Form 17-C Appointment of Vice President Sep 27, 2017
SEC Form 17-C Update on SOLID Cement Oil Spill Case Sep 07, 2017
SEC Form 23-B Change in Shareholdings – Tax Director (August 2017) Aug 31, 2017
SEC Form 17-C Updated Investors’ Briefing Materials for 2nd Quarter 2017 Aug 25, 2017
General Information Sheet Amended 2017 General Information Sheet Aug 15, 2017
SEC Form 17-C SEC Approval of Amended By-Laws Aug 11, 2017
SEC Letter of CHP Amendment of General Information Sheet Jul 26, 2017
SEC Form 17-C Change in Audit Committee Jul 26, 2017
SEC Form 17-C Notice of Investors' Briefing for 2nd Quarter 2017 Jul 21, 2017
SEC Letter of CHP Amendment of General Information Sheet Jul 05, 2017
SEC Form 23-A Initial Statement of Beneficial Ownership – President Mijares Jul 04, 2017
SEC Form 17-C Organizational Changes Jul 04, 2017
SEC Form 23-B Change in Shareholdings – President (June 2017) Jun 30, 2017
General Information Sheet 2017 General Information Sheet Jun 20, 2017
SEC Form 23-A Initial Statement of Beneficial Ownership – Vice President Losada Jun 07, 2017
SEC Form 17-C Results of the Annual Meeting of Stockholders Jun 07, 2017
SEC Form 17-C Results of the Organizational Meeting of Board of Directors Jun 07, 2017
SEC Form 23-B Change in Shareholdings - President (May 2017) Jun 01, 2017
SEC Form 17-C CEMEX Internal Organizational Changes May 25, 2017
SEC Form 20-IS Definitive information Statement May 11, 2017
SEC Form 23-B Change in Shareholdings - President (April 2017) May 10, 2017
SEC Form 17-C Updated Investor's Briefing Materials for 1st Quarter 2017 May 02. 2017
SEC Form 17-C Appointment of New Officers Apr 25, 2017
SEC Form 17-C Notice of Rescheduled investors' Briefing for 1st Quarter 2017 Apr 25, 2017
SEC Form 23-B Change in Shareholdings - President (March 2017) Amended Apr 06, 2017
SEC Form 23-B Change in Shareholders - Tax Director (March 2017) Apr 03, 2017
SEC Form 17-C Change in Shareholdings – Tax Director Mar 24, 2017
Letter to SEC CG Disclosure Survey 2016 Mar 23, 2017
SEC Form 17-C APO & SINOMA Waste Heat Recovery Facility Project Mar 23, 2017
SEC Form 17-C Change in Shareholdings - President Mar 20, 2017
SEC Form 17-C Change in Shareholdings - Tax Director Mar 15, 2017
SEC Form 17-C Use of IPO Proceeds Mar 09, 2017
Letter to PSE Corporate Governance Seminar Mar 08, 2017
SEC Form 17-C Matters Relating to the Annual Meeting of Stockholders 2017 Mar 08, 2017
SEC Form 17-C Principal Officer Purchase of Shares Mar 06, 2017
SEC Form 17-C Use of IPO Proceeds Mar 03, 2017
SEC Form 23-B Change in Shareholdings – President (February 2017 Amended) Mar 02, 2017
SEC Form 17-C Use of IPO Proceeds Mar 01, 2017
SEC Form 23-B Changes in Shareholdings – President (February 2017) Feb 23, 2017
SEC Form 23-A Initial Statement of Beneficial Ownership – Tax Director Feb 21, 2017
SEC Form 17-C Use of IPO Proceeds Feb 13, 2017
SEC Form 17-C Notice of Investors' Briefing for 4th Quarter 2016 Feb 02, 2017
SEC Form 17-C BDO Refinancing Loan Feb 01, 2017
SEC Form 17-C Annual Report Use of IPO Proceeds Jan 31, 2017
Letter to SEC Use of IPO Proceeds Jan 26, 2017
SEC Form 17-C Use of IPO Proceeds Jan 19, 2017

 

 

2016

 

Form Description Date of Report
SEC Form 17-C Use of IPO Proceeds Dec 09, 2016
SEC Form 17-C Use of IPO Proceeds Dec 06, 2016
SEC Form 17-C Use of IPO Proceeds Nov 16, 2016
SEC Form 17-C Use of IPO Proceeds Nov 10, 2016
Letter to SEC Corporate Governance Seminar Nov 04, 2016
SEC Form 17-C Use of IPO Proceeds Nov 04, 2016
SEC Form 17-C Amended Manual of Corporate Governance & Committee Charters Oct 25, 2016
SEC Form 17-C Appointment of New Chairman of the Board of Directors Oct 25, 2016
SEC Form 17-C 1st Quarter Report Use of IPO Proceeds Oct 13, 2016
SEC Form 17-C Use of IPO Proceeds Oct 05, 2016
SEC Form 18-A Initial Statement of Beneficial Ownership - GIC Private Ltd Sep 29, 2016
SEC Form 17-C Use of IPO Proceeds Sep 09, 2016
General Information Sheet Amended 2016 General Information Sheet Aug 24, 2016
SEC Form 17-C Appointment of Compliance Officer Aug 24, 2016
SEC Form 17-C Appointment of Internal Auditor Aug 24, 2016
SEC Form 17-C Audit & Nomination Committees Aug 24, 2016
SEC Form 17-C Change of Address Aug 24, 2016
SEC Form 17-C Use of IPO Proceeds Aug 15, 2016
SEC Form 17-C Use of IPO Proceeds Aug 08, 2016
General Information Sheet Amended 2016 General Information Sheet Aug 05, 2016
SEC Form 17-C Report on Stabilization Shares Distribution Aug 01, 2016
SEC Form 17-C Use of IPO Proceeds July 28, 2016
SEC Form 18-A Certificate of Authentication July 29, 2016
SEC Form 17-C CEMEX 2nd Quarter Report July 27, 2016
SEC Form 17-C Use of IPO Proceeds July 27, 2016
SEC Form 17-C Pre-Termination of Stabilization Period July 27, 2016
SEC Form 17-C Report Stabilization Activity July 25, 2016
SEC Form 17-C Use of IPO Proceeds July 22, 2016
SEC Form 23-B Change in Shareholdings – Member of the Board of Directors Roxas July 14, 2016
SEC Form 23-B Change in Shareholdings – Member of the Board of Directors Panlilio July 14, 2016
SEC Form 17-C Stabilization Approval of SEC July 14, 2016
SEC Form 23-A Initial Statement of Beneficial Ownership – Member of Board of Directors Arcenas July 11, 2016
SEC Form 23-A Initial Statement of Beneficial Ownership – Principal Shareholder - CASEC July 11, 2016
SEC Form 23-A Initial Statement of Beneficial Ownership – Member of Board of Directors Estrada July 11, 2016
SEC Form 23-A Initial Statement of Beneficial Ownership – Member of Board of Directors Palomino July 11, 2016
SEC Form 23-A Initial Statement of Beneficial Ownership – Member of Board of Directors Panlilio July 11, 2016
SEC Form 23-A Initial Statement of Beneficial Ownership – Member of Board of Directors Piedad July 11, 2016
SEC Form 23-A Initial Statement of Beneficial Ownership – Member of Board of Directors Roxas July 11, 2016
SEC Form 23-A Initial Statement of Beneficial Ownership – Member of Board of Directors Sevilla July 11, 2016
SEC Form 17-C Beneficial Ownership of Principal Officers July 11, 2016
SEC Form 17-C Settlement of Tax Assessments July 4, 2016